SEC v. Romeril – NY Daily Record

United States Court of Appeals for the Second Circuit

Invalidating judgment

Consent order – Jurisdiction

SEC v. Romeril


Judges Livingston, Chin, and Bianco

Background: In 2003, the Securities and Exchange Commission brought a civil enforcement action against the defendant alleging securities fraud. The defendant consented to the entry of a final judgment against and agreed not to deny any of …

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